Denver Colorado Investment Fraud Attorney
Failure to Supervise Stock Brokers
When a stockbroker routinely commits a fraud or a breach of fiduciary duty, the branch manager, senior broker, or the investment firm itself may also be held accountable. At the Hutchinson Law Firm we pursue full compensation for clients who have lost money due to the failure of managers and brokerage houses to effectively supervise stockbrokers and financial advisors.
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To discuss your concerns regarding investment or securities fraud, contact our Colorado investment fraud lawyer. We offer free initial consultations to investors nationwide.
Most investment contracts require that any disputes or claims against the broker be handled through the arbitration process. Our securities law attorney Robert W. Hutchinson has obtained positive results for investors. We represent the interests of clients in NASD arbitration claims involving failure to supervise a stockbroker and other acts of financial negligence:
When is it too late to file a claim?
In some cases a statute of limitations does apply. But in matters involving a cover-up on the part of the broker or investment firm, the filing deadlines may not apply. Whatever your situation is, it is important to call a securities attorney as soon as possible. We can explain your rights in the dispute resolutions process and offer a realistic assessment of your claim.
How can I get my money back?
We have helped clients nationwide obtain successful settlements in securities disputes. If you have legal questions about preventable investment losses, call or e-mail our law office, to receive a realistic evaluation of your case. Contact a Colorado securities law attorney.
Free initial consultations • Flexible office hours
Hutchinson Law Firm LLC
1660 Lincoln Street
Lincoln Center - Suite 3150
Denver, Colorado 80264
Phone: 303-861-4242
Fax: 303-861-0787
Practicing Securities Law Since 1973
Located in Denver, Colorado, the securities litigation lawyer and breach of fiduciary duty attorney at the Hutchinson Law Firm represent clients nationwide, with a focus on the Denver metro area, including the communities in and around Denver, Colorado Springs, Fort Collins, and Boulder.
