Failure to supervise stockbrokers is a serious matter that requires the attention of a skilled and experienced attorney. Our firm offers the experience you need if you have recently suffered investment losses due to misrepresentation or portfolio mismanagement.
Hutchinson Law Firm LLC represents investors who have suffered financial losses due to misrepresentation or fraud on behalf of an investment adviser or investment firm. We will pursue full compensation for clients who have lost money due to the failure of managers and brokerage houses to effectively supervise stockbrokers and financial advisers. Our firm only represents victims of fraud and never sides with the investment adviser or investment firms.
Negligent Acts Resulting From Ineffective Stockbroker Supervision
If an investment adviser routinely commits acts of fraud, then other parties such as his or her manager, senior broker or the investment firm may also be held accountable for the actions. Our securities fraud lawyer, Robert Hutchinson, is highly experienced at representing people in claims as the result of supervision issues such as:
- False representation — including failure to disclose information and false prospectus
- Failure to diversify stocks
- Selling away
- Failure to apply modern portfolio management for investors
- Stock churning
- Unsuitable investments
- Elder fraud
Resolving the Dispute
Nearly all securities fraud matters are handled through arbitration. This is because most broker contracts contain a clause stating that disputes must be handled outside the courtroom. At Hutchinson Law Firm LLC, we have a vast range of experience obtaining successful settlements for clients and know how to develop a strategy that will likely achieve the best possible results. We will vigorously represent your interests at all times.
Mr. Hutchinson recently won a $5 million settlement for his client in a case involving insufficient disclose of an investment.
Contact Our Denver Attorney for Breach of Fiduciary Duty Issues
If you suffered a financial loss of because of stockbroker or investment adviser fraud, you may be able to recover funds. Our Colorado firm can assist you with the legal process of filing a claim. To schedule a free initial consultation with our experienced lawyer, contact us online or by phone at 303-952-0711.
